| Asia | Publications
A guide to Hong Kong licensing for financial services firms
If you’re looking to offer financial services in Hong Kong, you’ll need to be licensed by the Securities and Futures Commission (SFC)
Firms must apply for the relevant SFC licence, meet local requirements for legal structure, premises, responsible officers, compliance, and financial resources, and submit a detailed application to the regulator.
Our guide explains:
- The different license types, and specific requirements
- Key requirements for applicants
- The application process, from preparation to submission and SFC review
- Minimum capital and staffing expectations
- What to expect after submission, including ongoing compliance obligations
