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The future of virtual assets: Insights from the SFC’s latest consultation

On 27 June 2025, the Financial Services & the Treasury Bureau and the Securities and Futures Commission jointly issued two consultation papers on new licensing regimes for virtual assets dealing…

| Asia

SFC and FSRA forge new partnership to strengthen oversight of investment managers

The 50th IOSCO Annual Meeting held from 12 to 14 May 2025 in Doha, Qatar provided the SFC a chance to enhance its connection with international regulatory bodies, aiming to…

| Asia

Getting licensed in Hong Kong: Successfully navigating the SFC’s process

If you’re looking to conduct SFC regulated activities in Hong Kong and thinking of travelling through the ever-growing financial sector, the SFC licensing process can seem daunting. It’s therefore important…

| Asia

Financial advertisement rules: What they mean for fund managers

The MAS has released a consultation paper proposing revisions to the Financial Advisers Regulations (FAR) and the Securities and Futures (Licensing and Conduct of Business) Regulations (SFR). At the heart…

| Asia

Proposal considers allowing retail investors to access private market investments

The MAS has issued proposals to put in place a regulatory framework enabling retail investors to invest in private market investment (PMI) funds. The framework would allow fund managers to…

| Asia

Asia Newsletter | April 2025

NEWSLETTER: Hong Kong is still leading the charge on digital assets, with the SFC continuing to remind licensed corporations of the implications of generative AI. Since the circular issued at…

| Asia

MAS turns up gas on AML / CFT and market abuse in enforcement report

The MAS has published its enforcement report, setting out the actions taken by the Singapore regulator for 18 months to 31st of December. Offering insight into the MAS’ main areas…

| Asia

MAS clarifies and amends AML rules

The MAS has issued a consultation paper to clarify and amend certain areas of its Anti-Money Laundering and Countering the Financing of Terrorism rules. These include proliferation financing, clarity on…

| Asia

Generative AI: Implications for governance in Hong Kong

The SFC has issued a circular addressing the implications of generative AI in the financial services sector, emphasising the need for firms to adopt robust governance frameworks when using AI…

| Asia

Asia Newsletter | February 2025

NEWSLETTER: Although things have been relatively quiet on the regulatory front, there are rumblings of things to come. Regulators in Hong Kong are looking to expand options for investors to trade…

| Asia

What does it take to build a successful compliance monitoring programme?

For SFC licensed corporations in Hong Kong, maintaining a licence and adhering to the latest regulatory updates from the regulators is no mean feat. To ensure your compliance framework aligns…

| Asia

The importance of audits and certification in cross-border arrangements

Licensed and exempt entities in Singapore that have cross-border arrangements with their foreign related corporations are required to notify the MAS. They also must conduct an independent audit of these…
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