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A guide to SFC Licensing Guide Hong Kong
If you’re planning to offer financial services in Hong Kong, you may need to be licensed by the Hong Kong’s regulatory regime.
To succeed with your application, you’ll have to understand the regulator’s unique jargon, complete lengthy application forms, compile a mass of supporting documentation and convince your assigned case officer of your credentials.
Our guide breaks down the licensing process, providing practical insight through each stage as you:
- scope and prepare
- compile and submit documentation
- prepare compliance policies
- deal with your case officer
- prepare for life as a regulated firm
SFC Licensing Hong Kong – License Types 1,4 and 9
SFC Licensing Hong Kong – License Types 1,4 and 9 (Chinese)
