FSC inspection support

Are you prepared for an inspection by the Financial Services Commission (FSC) in Mauritius? The FSC conducts routine on-site inspections to assess the compliance of licensed entities with relevant laws and regulatory requirements.

Whether you’re preparing for an incoming inspection or need assurance that you’re doing the right thing, we can help.

• Are you expecting an FSC inspection soon?
• Have you evaluated your compliance and risk controls to meet the regulator's expectations?
• Is your team prepared to manage an inspection alongside their regular responsibilities?

With our understanding of Mauritius's regulatory landscape and deep technical expertise, we can support you in meeting the FSC's expectations. We offer assistance both before and during a regulatory inspection.

Preparing for an FSC inspection

We conduct mock inspections that replicate the FSC's routine inspection process, thoroughly assessing your compliance and readiness. Our services include:

• Documentation Reviews – Evaluating whether your documentation complies with applicable regulatory requirements.
• Mock Interviews – Conducting sessions with key personnel and providing structured feedback on their performance.

Assistance during the inspection

We understand the intricacies of the FSC inspection process and the regulator's expectations. Our support during an inspection includes:

• Leading FSC on-site inspections and assisting FSC officers.
• Attending FSC interviews and meetings.
• Responding to FSC queries as an outsourced Compliance Officer, Money Laundering Reporting Officer (MLRO), or Deputy MLRO.

Whether you require a comprehensive mock inspection, focus on specific risk areas, or need mock interview sessions, we can support.