Market abuse: From detection to prevention

Are you doing enough to prevent market abuse before it happens? With the FCA’s focus now including prevention as well as detection, and enforcement continuing to target individuals – not just firms, the pressure is on.

This session covered:

• Recent trends in enforcement – personal accountability
• Prevention vs detection – what regulators expect after nearly a decade of MAR
• Risk granularity – bespoke knowledge of your risks and tailored mitigation; and
• Governance and oversight – why static MI isn’t enough and what good looks like