Regulated firms in the DIFC and ADGM are required to appoint individuals to perform key functions including Compliance Officer, MLRO, Deputy MLRO and Risk Officer. For many firms, outsourcing these roles is the most practical way to meet that obligation while maintaining independence, continuity and access to experienced professionals.
We provide senior specialists who can take on these responsibilities and support your business on an ongoing basis. Our outsourced roles are delivered with the same care, accountability and regulatory awareness as an in‑house appointment.
Outsourced Compliance Officer
We take responsibility for the design, oversight, and ongoing operation of your compliance framework. Our responsibilities include:
- Overseeing compliance with DFSA or FSRA rules
- Maintaining and updating compliance policies and procedures
- Reviewing and approving onboarding files
- Managing regulatory reporting and notifications
- Supporting governance committees and board reporting
- Advising on new products, services, and business changes
- Providing day‑to‑day compliance guidance to staff
- Acting as the primary point of contact with the regulator
Outsourced MLRO / Deputy MLRO
We provide experienced MLROs who can oversee your AML/CTF framework and ensure your firm meets its financial crime obligations. Our MLRO services include:
- Overseeing AML/CTF policies, procedures, and controls
- Reviewing and approving customer due diligence and enhanced due diligence
- Assessing transaction monitoring alerts and escalation processes
- Managing suspicious activity reporting
- Conducting AML risk assessments
- Preparing AML reports for senior management and the board
- Liaising with the regulator on AML matters
- Providing ongoing advice on financial crime risks
Outsourced Risk Officer
For firms that require a dedicated risk function, we support with:
- Designing and maintaining your risk management framework
- Conducting risk assessments and control testing
- Supporting ICAAP/IRAP‑related activities where applicable
- Reporting on risk exposures and trends
- Advising on governance and oversight arrangements
- Supporting board and committee reporting
Day‑to‑day operational support
In addition to fulfilling controlled/authorised roles, we provide practical support across your compliance and AML operations. This support includes:
- Maintaining registers and records
- Preparing regulatory filings
- Supporting client onboarding
- Reviewing marketing materials
- Advising on regulatory developments
- Conducting periodic monitoring and testing
How we work
We work closely with your teams and take the time to understand your risk profile, operations and regulatory needs. Our team includes senior practitioners and experts with regulatory and in-house compliance experience.
